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Stephen Dianora
Steve Dianora is an experienced finance professional with a career spanning over two decades. He has consistently demonstrated a proven history of accomplishments in security lending, financial reporting, sophisticated analysis, middle & back-office operations, and proficient project management. Steve joined Ingalls & Snyder as Vice President of Securities Lending - Operations Manager in October 2023. He previously served as the Assistant Vice President of Securities Lending at ICBC Financial Services where he oversaw and executed all day-to-day Stock Loan operational activities. Steve’s role extended to provide adept trade support, regulatory expertise, ensuring and adhering to settlement procedures to uphold regulatory compliance and mandates. He also served as a Subject Matter Expert on REG SHO 204 and 15c3-3 deficit monitoring and reporting. Prior to this, as a Senior Associate in Securities Lending at E*TRADE, Steve orchestrated the management of pre-market borrows, engaged in negotiations, and vigilantly supervised all dimensions of the intricate Buying process. Steve’s expertise encompassed generating comprehensive reports, monitoring Fully Paid Lending activities, executing a wide array of Stock Loan functions and addressing challenges. Additionally, Steve spearheaded successful process improvements and provided invaluable support during audit initiatives, showcasing his commitment to excellence and continuous improvement in the finance industry.
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Ingalls & Snyder is a registered investment advisor and broker-dealer based in New York City. We provide investment management and related services to private clients and institutional investors.
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