Who We Are
Investment Advisory and Broker-Dealer Services

The majority of our clients retain us under investment advisory agreements to manage their assets on a discretionary basis, for which we receive a fee based on account assets. In addition, certain clients have elected to utilize our firm for non-discretionary brokerage services, and we are compensated by those clients on a commission basis. In total, we service about 4,700 accounts representing approximately $5 billion of client assets. While most of our clients invest through separate accounts, Ingalls & Snyder also serves as investment advisor to several private investment funds.

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