Ingalls & Snyder provides investment services to both U.S. and International clientele, including individuals, retirement accounts, corporations, trusts, estates and charitable organizations. The firm seeks to achieve above-average investment results consistent with each client’s objectives. Rather than offering a firm-wide investment management approach to all clients, managers with individual investment styles provide their services for suitable clients. This somewhat unique approach is consistent with our long-standing commitment towards providing high quality and client-sensitive services to a select clientele.

Ingalls & Snyder manages and advises investment portfolios with a total market value in excess of $3 billion. Our Directors and Associates also serve as investment advisers to a number of pension plans, philanthropic and educational endowments, and as directors of privately- held companies.

Ingalls & Snyder is wholly owned and capitalized by its Directors.

Account Management

Ingalls & Snyder defines portfolio management as more than just investment advice and endeavors to facilitate the often disparate needs of our clients through a high degree of professional advice and customer service.

We generally recommend a long-term, total return strategy in investment management. The firm rarely participates in initial public offerings, as we believe that clients are better served by investments in securities with an established trading history.

Investment ideas are shared among account managers through informal as well as formal channels. In addition to the in-house research conducted by our individual managers and staff, the firm has access to several outside providers.

Our proximity to Wall Street also allows us to schedule regular company presentations, facilitating our focus on business as well as financial analysis.

Clients receive monthly statements of account activity and asset valuation, available in both printed and electronic form, as well as comprehensive year-end information regarding pertinent tax data. Such data can be automatically delivered to accountant upon request.

For over 80 years Ingalls & Snyder has respected our clients’ privacy and confidentiality. Our privacy notice will help you understand how Ingalls & Snyder handles personal information that we collect and when and why Ingalls & Snyder may disclose such information. We consider our relationship with you to be of the highest importance: The manner in which we treat the information you provide us about your personal and financial circumstances is an important part of our relationship.

Ingalls & Snyder does not give or sell information about you or your accounts to any other company, individual or group; we do not disclose any nonpublic personal information about our current or former clients to anyone, except as permitted by law or upon specific authorization from you.

In order to provide you with appropriate investment management services and to assist you in achieving your financial goals, we collect nonpublic personal and financial information about you from the following sources: information Ingalls & Snyder receives from you on applications or other forms; information about your transactions with Ingalls & Snyder, its affiliates or others; and information Ingalls & Snyder may receive from a consumer reporting agency.

We protect the security, privacy and use of this confidential information. Ingalls & Snyder employees have access to client information based on their job functions, enabling them to assist you in completing your transactions, maintaining your portfolio and account records and in responding to any questions that might arise. We maintain physical, electronic, and procedural safeguards that comply with federal standards to guard your nonpublic personal information.

Information Disclosed

It is necessary for us to share certain information about you and your portfolio or account with service providers that Ingalls & Snyder hires to perform services on our behalf, such as printers, proxy and report forwarding firms or consultants who work on our computer systems. These companies may use this information solely for the contracted services and are not permitted to use or share this information for any other purpose. Ingalls & Snyder may share such information with affiliated entities, such as our private accredited investor funds, only at the request of your Ingalls & Snyder representative.

Governmental agencies, regulatory authorities and other persons, when authorized by law, may have access to such information: As a registered broker-dealer and investment advisor, Ingalls & Snyder is subject to periodic examinations by the Securities and Exchange Commission and securities self-regulatory organizations (“SRO”), such as FINRA. In the context of these examinations and other governmental or SRO investigations, representatives of these organizations may access confidential personal information about you, your portfolio and account. If they request such information, Ingalls & Snyder is required to provide access to your information. We collect personal information about you only to conduct and process your business affairs in the most appropriate, effective and efficient manner. We respect and will continue to protect your privacy.

If you have any questions, please contact our Privacy Policy Administrator at (800) 221-2598.